Client Monies Policy

Griffin James Limited is committed to the safe handling of client money in accordance with RICS professional standards and regulatory requirements.

Policy Objectives

Keep Client Money Safe

Secure handling and protection of all client funds

Appropriate Use

Ensure accounts are used only for legitimate purposes

Safeguarding Controls

Robust procedures to protect client interests

RICS Client Money Protection Scheme

Griffin James Limited is a member of the RICS Client Money Protection Scheme for Surveying Services, providing additional security and peace of mind for all our clients.

Client Account Management

Griffin James operates a general client monies account, accompanied by a case-by-case client ledger account, updated every time a payment is made or a receipt recorded to always show the current position of a particular client's case-by-case holdings.

  • The Griffin James client account is under the exclusive control of Griffin James Limited
  • Our client account is provided by HSBC, a duly authorised UK bank
  • Our client account has the word 'client' in the title
  • Money held is instantly available on demand

Information for Clients

In our terms of engagement, we confirm to clients that all client money will be held in a designated client account, that Griffin James has exclusive control over that account and that the account is held by Griffin James.

Important Notice

We advise clients who pay fees in advance that such payments are not covered by the Client Money Protection Scheme.

Unidentified Funds

Unidentified funds will be donated to a registered charity after 3 years if the owner cannot be identified.

Accounting Records and Controls

Record Keeping

  • Accounting software and case-specific records
  • Regular client account reconciliations
  • Principal or senior staff review

System Security

  • Protected computer systems and access controls
  • Firewalls and backup systems
  • Disaster recovery procedures

Compliance

Griffin James ensures full compliance with all UK anti-money laundering legislation, rules and regulations for all receipts of client money, and follows the mandatory requirements of the latest edition of the RICS professional statement on countering bribery, corruption, money laundering and terrorist financing.

AML Compliance

Full anti-money laundering compliance

Breach Reporting

Immediate investigation and remediation

Transparency

Open communication with RICS and clients

Questions About Our Client Monies Policy?

If you have any questions about our client money handling procedures or would like a copy of this policy, please don't hesitate to contact us.